AHA Expresses Concerns about Potential Impact of Plan S on the Humanities

The AHA fully supports broad access to the resources required to create new knowledge and share it as widely as possible. However, concerns about the principles set out in Plan S have led the AHA to write a letter to Coalition S members regarding the potential for harm to humanities scholarship.

Download the Letter as a PDF.


February 4, 2019

Coalition S
Science Europe
Rue de la Science, 14
1040 Brussels, Belgium

Dear members of Coalition S:

Humanists, akin to our colleagues in all fields, greatly value openness. Communication of ideas and knowledge stands at the very heart of what we do as scholars, especially because of the uncertainties with which humanists grapple. Without open debate, placing our evidence on the table in an arena with many doorways, we lose the critical edge that marks our scholarship and our teaching.

Plan S, however, as applied to the humanities, is likely to limit scholarly discourse, even close some doors. Its underlying assumptions and hence its path forward ignore significant differences among various disciplines in the realm of funding and publishing scholarship. Plan S, akin to much open access policy, assumes that all academic publishing has the same imperatives and exigencies as research in the biomedical and physical sciences. There are, however, important differences, including funding models, time value of research, and the structures and cultures of scholarly publishing.

The American Historical Association joins our colleagues in other humanities disciplines in explaining how the Plan S bias toward article processing charge (APC)-funded "gold" journals will essentially close them off from the wider community of scholars.

For historians, like scholars in many other humanities and social science disciplines, "openness" is an ethic that must refer to the production of scholarship as well as to its consumption. A historian doesn't need an expensive laboratory, and is not likely to be supported by a grant that can include publication subsidies. "Open" means that our journals are open to publication by our colleagues who are independent scholars, faculty in community colleges and other higher education institutions that lack significant financial support for research, or employees of museums or even parks. These historians do research that is qualified for publication in major scholarly journals; they would not have access to resources that would enable them to pay article processing charges. 

Moreover, there currently exist few barriers to readership for the majority of humanities publications. By design, humanities journals work on a model of low costs and affordable subscriptions. The American Historical Association's journal, the American Historical Review-one of the oldest and most significant journals in the field-costs less than $950 per year for the largest institutions, and much less for smaller institutions, in some cases under $300. The William and Mary Quarterly, one of the top journals in early American studies, which attracts many authors from the United Kingdom, has an institutional subscription fee of $175 annually. An institutional subscription to Agricultural History, a journal that draws 20 percent of its authors from Europe, costs just $230 annually.

International inequalities are a red herring as well. Through arrangements with publishers, many humanities journals are already available for free in countries where institutions are unable to afford even these modest subscription fees. The American Historical Review, for example, is free in over 60 countries around the world, and available at a greatly reduced price in over 40 more. Subscriptions in the rest of the world support this valuable outreach to our colleagues in the global south. 

Finally, the American Historical Review and some other journals actually do permit authors to offer their articles without charge to anyone who inquires. AHR authors can place a toll-free link to their AHR publications on their curriculum vitae, and/or on an institutional repository. So the issue is not whether scholarship is available, but rather the terms on which it is available.

The insistence upon CC-BY also disadvantages humanities modes of communication. Humanists carefully craft language to build arguments; editors devote time and expertise to the collaboration that enhances the form, structure, and elegance of that prose. Allowing reuse that would give blanket rights to create derivatives would make it possible for scholarship to be taken out of context and reused in potentially dishonest ways that remove the vital context that is an important part of humanities scholarship. Under this license, imprecise or even inaccurate translation is a possibility as well.

For these reasons the American Historical Review will not adhere to the requirements of Plan S. Moreover, few of the most important humanities journals on this side of the Atlantic Ocean are fully open access, nor are they likely to make the transition.

While we have worked to make access available to international readers, we worry about excluding international authors. Many of the most significant and high impact journals in the humanities are published outside of Plan S countries. Plan S-funded humanities scholars will be unable to choose the highest prestige journals because of the expectations of immediate open access and the ban on publishing in hybrid journals. This will exclude scholars from Coalition S countries from being a part of vital international exchanges and scholarship, and severely limit their ability to build international reputations.

Scholarly associations in the humanities continue to work in a range of ways toward broad access to the resources required to create new knowledge and share it as widely as possible. We share with our colleagues in other disciplines a commitment to open scholarship, access to data, and circulation of ideas. But one size does not fit all. Along with removal of barriers to access, freedom also means scholars and researchers should be allowed to choose when, where, and how to publish. How humanists conduct research, the funding they receive to do so, and the goals of publishing their scholarship require different mandates to ensure the future of scholarly communication. We urge Coalition S members to consider this carefully as the plan moves toward implementation.

Sincerely,

John R. McNeill
President, American Historical Association

Albert Way
Editor, Agricultural History

Randall M. Packard and Mary E. Fissell
Editors, Bulletin of the History of Medicine

Andrew H. Lee
General Editor, Bulletin for Spanish and Portuguese Historical Studies

Euan Cameron, Dana Robert, Jon Sensbach, and Andrea Sterk
Editors, Church History: Studies in Christianity and Culture

Mark Hersey and Stephen Brain
Editors, Environmental History

Donald A. Yerxa
Editor, Fides et Historia

Kenneth J. Orosz
Editor, French Colonial History

Julian Wright and Joseph Clarke
Editors, French History

Martha Few, Zachary Morgan, Matthew Restall, and Amara Solari
Editors, Hispanic American Historical Review

Adrian O'Connor
Editor, The Historian

Douglas L. Anderton
Editor, Historical Methods

Ethan Kleinberg
Editor-in-Chief, History and Theory

Floris Cohen
Editor, Isis

Jeffrey Collins and Sandra den Otter
Editors, Journal of British Studies

Mark Kramer
Editor, Journal of Cold War Studies

John W. Boyer and Jan E. Goldstein
Editors, Journal of Modern History

Randal L. Hall
Editor, Journal of Southern History

Keith Eggener
Editor, Journal of the Society of Architectural Historians

Martin J. Burke, Anthony Grafton, Ann E. Moyer, and Stefanos Geroulanos
Executive Editors, Journal of the History of Ideas

Matthew Karush
Editor-in-Chief, Journal of Social History

Leon Fink
Editor, Labor: Studies in Working-Class History of the Americas

John Breuilly, John Hutchinson, and Eric Kaufmann
Joint Editors-in-Chief, Nations and Nationalisms

David Caruso
Editor-in-Chief, Oral History Review

Marc Rodriguez
Editor, Pacific Historical Review

Anna D. Jaroszyńska-Kirchmann
Editor, Polish American Studies

Anne E. C. McCants
Editor, Social Science History

Mark K. Bauman (editor) and Bryan E. Stone (managing editor)
Southern Jewish History

Sarah Spence
Editor, Speculum: A Journal of Medieval Studies

Suzanne Marie Moon
Editor-in-Chief, Technology and Culture

Kristin Stapleton
Editor, Twentieth-Century China

Joshua Piker
Editor, William and Mary Quarterly

David A. Spatz, PhD
Executive Director, American Society for Environmental History 

Benjamin Marschke
Executive Director, Central European History Society

Dr. Matthew P. Romaniello
Vice-President, Forum for European Expansion and Global Interaction

Richard Fogarty
President, French Colonial Historical Society

Marguerite Ragnow
President, Society for the History of Discoveries

Elaine Marie Nelson
Executive Director, Western History Association

Kerry Vieira
Executive Director, World History Association