Publication Date

December 1, 1986

Perspectives Section

Viewpoints

Thematic

Legal

Justice William Brennan has slapped historians across the face not once but twice in recent months. Will historians accept the challenge? In October 1984, Brennan, in an address at Georgetown University, asserted that the view that the Constitution could be definitively interpreted by reference to the “inten­tion of the Framers” of that document was nothing more than “arrogance cloaked as humility.” More recently, in his Oliver Wendell Holmes Lecture dur­ing Harvard’s 350th anniversary cele­bration, Brennan asserted that, “. . . if it were possible to find answers to all con­stitutional questions by reference to his­torical practices we would not need judges. Courts could be staffed by professional historians who would be in­structed to compile a comprehensive master list of life in 1791. Cases could be decided based on whether a challenged practice or rule or procedure could be located on that great list. If the histori­ans worked hard enough, they could “solve” constitutional law for now and all time. But of course this is not possi­ble, and the relative ease of the task is no measure of the correctness of the approach.”

Brennan’s Harvard talk was a lawyer­ly brief designed to demonstrate that the Eighth Amendment to the Constitu­tion, prohibiting “cruel and unusual punishments,” should be read today to prohibit the death penalty, even though that penalty was mentioned elsewhere in the Constitution and was a common penalty at the time the Constitution was formulated. I do not seek to answer that brief in terms of the argument over capital punishment but rather to consid­er the challenge presented to historians by Brennan’s curt dismissal of their pre­tensions.

Brennan’s belittling of the relevance of historical evidence to constitutional interpretation must be read both in terms of a non-historian’s understand­ing—or rather misunderstanding—of the historian’s function as a simple compiler of chronicles of past events, and in terms of a Supreme Court justice’s fail­ure to distinguish between a justice’s authority to decide constitutional ques­tions and his ability to interpret the law better than any other individual.

The Constitution nowhere assumes that judges form a profession uniquely capable of interpreting the Constitution or that historians are incapable of doing so. Our greatest chief justice, John Mar­shall, was a historian as well as a judge. Marshall’s five-volume Life of Washing­ton (the first volume of which was a history of the English colonies), sought to interpret the history of his country by the standards of the historian’s craft, not by “compiling” a “master list of life” in a particular era. Marshall’s judicial decisions, e.g. in the Cherokee cases, are not only informed by historical under­standing but actually constitute a his­torical, as well as legal, interpretation of the past. One wonders whether Justice Brennan would have considered Mar­ shall a historian unqualified to interpret our past had he not also been a judge.

Brennan’s Harvard speech reflects the habits of a judicial system in which the importance of the meaning of the Constitution as it was understood by the men who framed it has given way to the increasing self-assurance of those offi­cially charged with interpreting its meaning. The historian’s caution and self-doubt—often    expressed in Mar­shall’s historically informed opinions—rarely find a place in contemporary judicial opinions. Brennan’s speech even reveals that the Supreme Court’s decision to test the constitutionality of the death penalty arose not from any challenge to a law by an affected party (normally the sine qua non for cases heard by the court) but from judicial discussion and manipulation within the court. In considering one aspect of the issue in McGautha v. California, Justice Douglas, in the minority, concluded that the majority of the court had “history on its side—but history alone.” History, as used by those justices as an attempt to uphold a conservative reading of the words of the Framers, was, in the eyes of the activist justices, a weak defense.

Will historians accept Justice Bren­nan’s conclusion that no one is capable of determining the intention of the Framers and that justices must there­ foreread the Constitution according to “evolving standards” of their own and not of historians’ understanding? His­tory in such judicial robes may be better than what Professor Alfred H. Kelly called “law office history” but is it his­tory? And should it be law?

Wilcomb E. Washburn is director of the Office of American Studies, Smithsonian In­stitution.